Deep-Dive Due Diligence AI Generated Report on B. RILEY FINANCIAL, INC. (RILY)
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28
$2.50
65
Turnaround
Bearish
Earnings report
D
financial services, high short interest, insider buying
B. Riley Financial Struggles Amid Sales Drop and High Short Interest
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We're scouting for winners today. Its 6:44:50 PM on Wed Apr 16, 2025 -0400 and I'm looking at B. RILEY FINANCIAL (RILY) up to 3.3500 from 2.8000
Help me investigate to see if its got potential or just another dud. So, I pulled together a bunch of data for you to look over real fast.
--- COMPANY PROFILE ---
Company: B. RILEY FINANCIAL (RILY)
IPO: 2009-08-03 (15 Years Ago)
Market Cap: $93,321,022
Shares Outstanding: 30,500,000
Industry: INVESTMENT ADVICE
Exchange: XNAS
Description: B. Riley Financial Inc is a diversified financial services company. The company through its subsidiaries offers investment banking and financial services to corporate, institutional, and high-net-worth clients and also asset disposition, valuation and appraisal, and capital advisory services to retail, wholesale, institutional, lenders, capital providers, private equity investors, and professional services firms in United States, Canada, and Europe. It also provides internet access and subscription services. The reportable operating segments of the company include Capital Markets, Wealth Management, Financial Consulting, Auction and Liquidation, Communications segment, and Consumer products segment.
Here’s a list of headlines for B. RILEY FINANCIAL:
Apr-10-25 08:00AM - Stifel Closes Acquisition of B. Rileys Wealth Unit
Apr-07-25 10:56AM - B. Riley Financial Announces Private Bond Exchange to Reduce Debt by Approximately $12 Million
Apr-04-25 04:30PM - B. Riley Financial Announces Notification of Delinquency with Nasdaq
Mar-26-25 04:07PM - B. Riley Financial: Surprise Debt Exchange Is Positive, But Major Challenges Remain
Mar-26-25 04:07PM 07:00AM - B. Riley Financial Announces Private Bond Exchange to Reduce Debt by Approximately $35 Million
Mar-18-25 05:13PM - B. Riley Misses Deadline for Filing 2024 Annual Report with SEC
Mar-11-25 07:00AM - B. Riley Financial Announces Carve Out Transaction with B. Riley Securities
Mar-05-25 02:00PM - B. Riley Financial Inc (RILY) Q4 2024 Earnings Call Highlights: Strategic Moves and Financial ...
Here's another list of headlines with menu handles.
I will deliver the full text of the following stories when you say their handle.
Just say, for example, B1, B2, etc.
B1 - 2025-04-07T21:53:00Z - Stifel Completes Acquisition of B. Riley Employee Advisors
B2 - 2025-04-01T10:29:47Z - Wall Street Predicts More Growth For Digital Banking Platform Dave: Here's What You Need To Know
B3 - 2025-02-27T16:04:01Z - Why B. Riley Financial's Stock Is Soaring Today
B4 - 2024-12-26T23:15:00Z - Agilon Health, Inc, B. Riley Financial, Target Corporation, and Getty Images Investigation Alert: Johnson Fistel, LLP Encourages Long-Term Investors to Reach Out for More Information
B5 - 2024-10-02T17:44:00Z - Johnson Fistel LLP Investigates B. Riley Financial Directors and Officers for Breach of Fiduciary Duties and Encourages Shareholders to Reach Out for Their Options
B6 - 2024-09-14T00:30:00Z - KBW Announces Index Rebalancing for Third-Quarter 2024
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-> THE ROLE FOR AI:
==============
1) You are the **AI analyst-investigator**, and this interaction represents a full **due diligence session** for B. RILEY FINANCIAL (RILY).
Due diligence includes financial data, insider trading, relevant news, and any SEC filings — and may extend beyond classic fundamentals.
Your task is to identify whether this stock has momentum and potential.
2) I am **ScanScor**, a unified report generator that archives this session as part of our real-time diligence record.
3) You will request information by referencing documents by their code.
4) As the analysis proceeds, your are encouraged to review documents until you feel confident in your judgment.
After seeing 3 sets of news articles, SEC docs, and financials, you'll be prompted to return some data pairs.
5) News articles, SEC filings, and key metrics will be revealed in subsequent prompts.
Stay focused. Gather evidence. Continue until your conclusions are clear.
Restrict all your responses to just 3 tokens until the summary and data pairs at the end.
NEXT: Request a document with its reference code(s), such as:
- `B1`, `B2`, `B3`, etc.
- To load a new set of information and menu options, reply with: `NEX`
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B3
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Showing B3 (chunk 1 of 1): B3:
**Why B. Riley Financial's Stock Is Soaring Today**Date: Unknown DateSource: Unknown SourceURL: https://www.fool.com/investing/2025/02/27/why-b-riley-financial-stock-is-soaring-today/?source=iedfolrf0000001B. Riley Financial, a financial services company, has secured $160 million in new debt financing from Oaktree Capital Management. This has helped the company pay down $118 million of outstanding debt and regain compliance with Nasdaq. While the company's preliminary earnings sound optimistic, the author recommends investors remain cautious or take only a small speculative position due to the volatility and uncertainties surrounding the company.
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We present this news so you can catch the big movers from recently breaking news.
Here's a list of news articles you can literally read just by asking.
Usually the first item is the most important.
A1 - 2025-04-10T12:55:35Z - B. Riley Financial (NASDAQ:RILY) Stock Price Crosses Below 50 Day Moving Average - Here's Why...
A2 - 2025-04-09T16:26:05Z - RILYL Stock Hits 52-Week Low at $2.71 Amid Market Challenges By Investing.com...
A3 - 2025-04-09T16:25:43Z - RILYL Stock Hits 52-Week Low at $2.71 Amid Market Challenges By Investing.com...
A4 - 2025-04-09T13:52:06Z - RILY stock touches 52-week low at $2.73 amid market shifts By Investing.com...
A5 - 2025-04-07T17:26:00Z - B. Riley Financial Reduces Debt By $12 Million Through Exchange Agreement With Investor...
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A1
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Showing A1 (chunk 1 of 5): A1:
**B. Riley Financial (NASDAQ:RILY) Stock Price Crosses Below 50 Day Moving Average - Here's Why**Date: 2025-04-10Source: {'uri': 'marketbeat.com', 'dataType': 'news', 'title': 'Market Beat'}URL: https://www.marketbeat.com/instant-alerts/b-riley-financial-nasdaqrily-stock-price-crosses-below-50-day-moving-average-heres-why-2025-04-08/Shares of B. Riley Financial, Inc. (NASDAQ:RILY - Get Free Report) passed below its 50-day moving average during trading on Monday . The stock has a 50-day moving average of $4.39 and traded as low as $3.00. B. Riley Financial shares last traded at $3.17, with a volume of 1,071,018 shares changing hands.
The firm has a market cap of $96.68 million, a P/E ratio of -0.15 and a beta of 1.34. The firm has a 50 day simple moving average of $4.39 and a 200 day simple moving average of $4.86.
B. Riley Financial (NASDAQ:RILY - Get Free Report) last released i
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Showing A1 (chunk 2 of 5): ts quarterly earnings data on Friday, February 21st. The asset manager reported ($4.97) EPS for the quarter. The firm had revenue of $199.31 million during the quarter. B. Riley Financial had a negative net margin of 48.04% and a negative return on equity of 236.88%.
Hedge funds and other institutional investors have recently added to or reduced their stakes in the business. Sanctuary Advisors LLC purchased a new stake in shares of B. Riley Financial during the 3rd quarter valued at $100,000. FMR LLC increased its holdings in shares of B. Riley Financial by 1,085.3% in the third quarter. FMR LLC now owns 10,075 shares of the asset manager's stock worth $53,000 after buying an additional 9,225 shares during the period. JPMorgan Chase & Co. lifted its position in B. Riley Financial by 37.6% in the third quarter. JPMorgan Chase & Co. now owns 21,658 shares of the asset manager's stock valu
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Showing A1 (chunk 3 of 5): ed at $114,000 after purchasing an additional 5,920 shares during the last quarter. Jones Financial Companies Lllp boosted its position in B. Riley Financial by 1,049.1% during the 4th quarter. Jones Financial Companies Lllp now owns 9,710 shares of the asset manager's stock valued at $45,000 after buying an additional 8,865 shares during the period. Finally, BNP Paribas Financial Markets boosted its holdings in shares of B. Riley Financial by 136.0% during the third quarter. BNP Paribas Financial Markets now owns 21,787 shares of the asset manager's stock worth $114,000 after purchasing an additional 12,557 shares during the period. 50.20% of the stock is currently owned by hedge funds and other institutional investors.
B. Riley Financial, Inc, through its subsidiaries, provides financial services to corporate, institutional, and high net worth clients in North America, Australia, the
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Showing A1 (chunk 4 of 5): Asia Pacific, and Europe. The company operates through six segments: Capital Markets, Wealth Management, Financial Consulting, Auction and Liquidation, Communications, and Consumer.
This instant news alert was generated by narrative science technology and financial data from MarketBeat in order to provide readers with the fastest and most accurate reporting. This story was reviewed by MarketBeat's editorial team prior to publication. Please send any questions or comments about this story to [email protected].
Before you consider B. Riley Financial, you'll want to hear this.
MarketBeat keeps track of Wall Street's top-rated and best performing research analysts and the stocks they recommend to their clients on a daily basis. MarketBeat has identified the five stocks that top analysts are quietly whispering to their clients to buy now before the broader market catches on... and B.
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Showing A1 (chunk 5 of 5): Riley Financial wasn't on the list.
While B. Riley Financial currently has a Hold rating among analysts, top-rated analysts believe these five stocks are better buys.
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This is our list of SEC filings.
If empty, the search returned no recent filings.
S1 - 2025-04-01 8-K Item 1.01 Entry into a Material Definitive Agrmt.
On March 26, 2025 (the Closing Date ), B. Riley Fin, Inc., a Delaware corporation (the Company ), completed a private exchange transaction with an institutional investor (the Investor ) pursuant to which the Investor e...
S8 - 2025-03-14 8-K Item 7.01 Regulation FD Disclosure.
On March 10, 2025, B. Riley Fin, Inc. (the Company) completed a transaction (the Transaction), pursuant to which, among other things, B. Riley Securities Holdings, LLC, the immediate intermediate parent company of the Companys broker-de...
S9 - 2025-03-07 8-K Item 1.01 Entry into a Material Definitive Agrmt
As previously announced on March 3, 2025, B. Riley Fin, Inc., a Delaware corporation (the Company or B. Riley ) and BR Fin Holdings, LLC, a Delaware limited liability company and a wholly owned subsidiary of the C...
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S1
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Showing S1 (chunk 1 of 6): S1:
Item 1.01 Entry into a Material Definitive Agreement.
On March 26, 2025 (the Closing Date ), B. Riley Financial, Inc., a Delaware corporation (the Company ), completed a private exchange transaction with an institutional investor (the Investor ) pursuant to which the Investor exchanged approximately $86.3 million aggregate principal amount of the Companys 5.50% Senior Notes due March 2026 Notes and approximately $36.7 million aggregate principal amount of the Companys 5.00% Senior Notes due December 2026 owned by it (the Exchanged Notes ) for approximately $87.7 million aggregate principal amount of newly-issued 8.00% Senior Secured Second Lien Notes due 2028 (the New Notes ), whereupon the Exchanged Notes were cancelled.
Indenture
The New Notes were issued pursuant to an Indenture, dated as of the Closing Date (the Indenture ), between the Company, certain subsidiaries of the C
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Showing S1 (chunk 2 of 6): ompany, as guarantors, and GLAS Trust Company LLC, a New Hampshire limited liability company, as trustee and collateral agent (in such capacities, the Trustee ), and the New Notes are unconditionally guaranteed jointly and severally by all direct and indirect wholly-owned restricted subsidiaries of the Company, subject to certain excluded subsidiaries (collectively, the Guarantors ). The New Notes are secured on a second lien basis, junior to the obligations under the Companys credit agreement, by substantially all of the assets of the Company and the Guarantors. The New Notes are subordinated in right of payment to the payment in full of the obligations under the Companys credit agreement, dated as of February 26, 2025, with Oaktree Fund Administration, LLC, as administrative agent and as collateral agent, as amended.
The New Notes will accrue interest a rate of 8.00% per annum, payabl
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Showing S1 (chunk 3 of 6): e semi-annually in arrears on April 30 and October 31, starting October 31, 2025. The New Notes will mature on January 1, 2028.
The Company may redeem the New Notes (i) at any time, in whole or in part, before March 26, 2026, at a redemption price equal to 100% of the aggregate principal amount being redeemed, plus a customary make-whole premium, plus accrued and unpaid interest, if any, to, but excluding, the redemption date; and (ii) at any time, in whole or in part, after March 26, 2026, at a redemption price equal to 100% of the aggregate principal amount being redeemed, plus accrued and unpaid interest, if any, to, but excluding, the redemption date.
Additionally, if a change of control occurs, holders of the New Notes will have the right to require the Company to repurchase all or a portion of their Notes at a purchase price, in cash, equal to 101% of the principal amount thereof
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Showing S1 (chunk 4 of 6): , plus accrued and unpaid interest, if any, to, but excluding, the redemption date. In addition, if the Company or its restricted subsidiaries engage in certain asset sales and do not invest such proceeds or permanently reduce certain debt within a specified period of time, the Company will be required to use a portion of the proceeds of such asset sales above a specified threshold to make an offer to purchase the New Notes at a price equal to 100% of the principal amount of the New Notes being purchased, plus accrued and unpaid interest thereon, if any, to, but excluding, the purchase date.
The Indenture contains certain affirmative and negative covenants that, among other things, limit the Companys and its subsidiaries ability to incur additional indebtedness or liens, to dispose of assets, to make certain fundamental changes, to enter into restrictive agreements, to make certain inve
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Showing S1 (chunk 5 of 6): stments, loans, advances, guarantees and acquisitions, to prepay certain indebtedness and to pay dividends or to make other distributions or redemptions/repurchases in respect of their respective equity interests.
The Indenture contains events of default, including with respect to a failure to make payments under the New Notes, cross-default, certain bankruptcy and insolvency events and customary change of control events.
The foregoing description of the Indenture does not purport to be complete and is qualified in its entirety by reference to the full text of the Indenture and Form of 8.00% Senior Secured Note due 2028, which are attached as Exhibit 10.1 and Exhibit 10.2, respectively, to this Current Report on Form 8-K and incorporated herein by reference.
Warrants
In connection with the exchange transaction, the Company issued to the Investor warrants (the Warrants ) to purchase
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Showing S1 (chunk 6 of 6): 351,012 shares of the Companys common stock, $0.0001 par value per share (the Common Stock ), at an exercise price of $10.00 per share.
The foregoing description of the Warrants does not purport to be complete and is qualified in its entirety by reference to the full text of the Warrant, which is attached as Exhibit 10.3 to this Current Report on Form 8-K and incorporated herein by reference.
In connection with the issuance of the Warrants, on the Closing Date, the Company entered into a registrat...
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This is our set of metrics for B. RILEY FINANCIAL.
Please analyze the numbers.
+-------------------+-----------------------+-------------------------+------------------------+
| Volume: 884,203 | Perf Month: -30.30% | Option/Short: Yes / Yes | Sales Y/Y TTM: -28.68% |
+-------------------+-----------------------+-------------------------+------------------------+
| Avg Volume: 1.96M | Perf Quarter: -34.89% | Short Float: 52.46% | ROE: -678.26% |
+-------------------+-----------------------+-------------------------+------------------------+
| Rel Volume: 0.45 | Index: RUT | Short Ratio: 4.26 | ROI: -50.90% |
+-------------------+-----------------------+-------------------------+------------------------+
| RSI (14): 36.96 | Market Cap: 93.32M | Short Interest: 8.34M | Sales Surprise: - |
+-------------------+-----------------------+-------------------------+------------------------+
| ATR (14): 0.38 | Shs Outstand: 30.50M | Beta: 1.47 | EPS Surprise: - |
+-------------------+-----------------------+-------------------------+------------------------+
| SMA20: -14.35% | Shs Float: 15.90M | Sales Q/Q: -35.90% | P/E: - |
+-------------------+-----------------------+-------------------------+------------------------+
| SMA50: -26.55% | Inst Own: 25.08% | Sales past 5Y: - | Earnings: Mar 03 AMC |
+-------------------+-----------------------+-------------------------+------------------------+
| SMA200: -54.82% | Insider Own: 47.85% | Employees: - | |
+-------------------+-----------------------+-------------------------+------------------------+
| Perf Week: -2.86% | Insider Trans: 0.00% | Debt/Eq: - | |
+-------------------+-----------------------+-------------------------+------------------------+
The next section covers any insider trading by B. RILEY FINANCIAL officers or majority shareholders (if available).
Inside Trans: B. Riley Financial, Inc. (RILY) by Forman Alan N (EVP, General Counsel, Sec) on 2025-03-14
- Common Stock: 10376 shares at $4.16 (D)
Inside Trans: B. Riley Financial, Inc. (RILY) by WEITZMAN HOWARD (SVP, Chief Accounting Officer) on 2025-03-14
- Common Stock: 9556 shares at $4.16 (D)
Inside Trans: B. Riley Financial, Inc. (RILY) by Ahn Phillip J. (CFO & Chief Operating Officer) on 2025-03-14
- Common Stock: 22055 shares at $4.16 (D)
Inside Trans: B. Riley Financial, Inc. (RILY) by Moore Andrew (CEO B. Riley Securities, Inc.) on 2025-03-14
- Common Stock: 23044 shares at $4.16 (D)
Inside Trans: B. Riley Financial, Inc. (RILY) by KELLEHER THOMAS J /ADV (Co-CEO) on 2025-03-14
- Common Stock: 44109 shares at $4.16 (D)
Inside Trans: B. Riley Financial, Inc. (RILY) by RILEY BRYANT R (Chairman and Co-CEO) on 2025-03-14
- Common Stock: 44109 shares at $4.16 (D)
[Company Financial Summary]
[Company Details]
Name: N/A
Market Cap: N/A
Shares Outstanding: N/A
Sector: N/A
[Financial Statements - Latest Quarter]
Total Assets: N/A
Total Liabilities: N/A
Total Equity: N/A
Revenue (Quarter): {'value': 148365000.0, 'unit': 'USD', 'label': 'Revenues', 'order': 100}
Net Income: {'value': -433781000.0, 'unit': 'USD', 'label': 'Net Income/Loss', 'order': 3200}
Earnings Per Share (EPS): N/A
[Price Metrics - Last 30 Days]
Latest Close: 3.06
Average Volume: 726547.17
30-Day High: 4.46
30-Day Low: 2.8
[Detailed Financials: Q2 2024]
- Total Assets: $3,236,282,000.0
- Total Liabilities: $3,379,385,000.0
- Total Equity: $-143,103,000.0
- Current Assets: $3,236,282,000.0
- Current Liabilities: $3,379,385,000.0
[Income Statement: Q2 2024]
- Revenue: $148,365,000.00
- Net Income: N/A
- Gross Profit: N/A
- Operating Income: N/A
- Earnings Per Share (EPS): -14.35
[Cash Flow Statement: Q2 2024]
- Net Cash Flow: $46,044,000.0
[Detailed Financials: Q1 2024]
- Total Assets: $4,997,644,000.0
- Total Liabilities: $4,697,987,000.0
- Total Equity: $299,657,000.0
- Current Assets: $4,997,644,000.0
- Current Liabilities: $-299,657,000.0
[Income Statement: Q1 2024]
- Revenue: $343,032,000.00
- Net Income: N/A
- Gross Profit: N/A
- Operating Income: N/A
- Earnings Per Share (EPS): -1.71
[Cash Flow Statement: Q1 2024]
- Net Cash Flow: $-41,260,000.0
==== END OF FINANCIAL REPORT ====
You are now requested to write a summary analysis of B. RILEY FINANCIAL (RILY).
Please complete the report using the exact format:
FIELD[value]
1) BRIEF_SUMMARY[]
One well-worded paragraph summarizing your findings about B. RILEY FINANCIAL.
2) MARKET_SCORE[]
This conversation was initiated because RILY is currently experiencing upward price and volume movement.
Estimate a number between 1–100 based on the likelihood of a continued upward price move for RILY.
Weigh relevant data — news, filings, fundamentals, and metrics — and assign appropriate weight.
3) PRICE_TARGET[]
Suggest a price, based on all prior evidence and past price behavior, RILY could reach in the current or upcoming trading sessions (1–5 days).
For example, if you expect RILY to increase 50% from its current price of $0.00, say: PRICE_TARGET[0.0]
4) AI_RPT_HEADLINE[]
Write a thought-provoking 8–12 word headline summarizing this report.
5) SQUEEZE_POTENTIAL[]
Give a score from 1 to 100 representing the potential for this stock to become an active short squeeze play.
Be honest and unbiased. Consider short interest/float, price movement, volume, news strength, and volatility potential.
6) TAGS[]
List 3–6 comma-separated tags (e.g., biotech, earnings beat, squeeze setup)
7) STOCK_TYPE[]
Choose the most accurate classification: growth, value, turnaround, hype, squeeze, dividend, speculative, or other.
8) PRIMARY_CATALYST[]
e.g., earnings report, FDA approval, partnership, etc.
9) SENTIMENT[]
bullish, bearish, neutral, or mixed
10) IMPROVEMENT_SUGGESTION[]
If you believe some key info was missing, state what would have significantly improved your analysis of B. RILEY FINANCIAL.
11) ETHICAL_RATING[]
Rate B. RILEY FINANCIAL’s alignment with long-term shareholder interests, using a letter grade from A (high alignment) to F (low alignment).
Base this on actions such as insider buying/selling, share dilution, follow-through on public statements, and compensation practices.
12) UPCOMING_CATALYST[]
Specify any upcoming events you expect would be a catalyst affecting the share-price of B. RILEY FINANCIAL.
Provide any reasons you can use to support it.
Return only: FIELD[value] for each of the above 12 questions.
Respond with all data pairs. Take your best guess if you have to, but don't leave blank items.
Do not explain your answers. Return only the required fields in the exact format shown.
Finally, thank you for participating!
RILY_IN_32 [2025-04-16 18:45:16 -0400] 1187 Bytes | 258 tokens | Cum: 7022 tkns (87.78% of 8k)
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BRIEF_SUMMARY[B. Riley Financial (RILY) has shown significant negative performance trends across various metrics. The company has experienced substantial declines in sales and profitability, with a -35.90% drop in quarterly sales and a deeply negative return on equity of -678.26%. The stock has faced a severe downtrend with a 54.82% drop in its SMA200. Despite heavy insider buying at low prices, the short interest remains high at 52.46%, indicating potential market skepticism about its recovery.]
MARKET_SCORE[28]
PRICE_TARGET[2.50]
AI_RPT_HEADLINE[B. Riley Financial Struggles Amid Sales Drop and High Short Interest]
SQUEEZE_POTENTIAL[65]
TAGS[financial services, high short interest, insider buying]
STOCK_TYPE[turnaround]
PRIMARY_CATALYST[earnings report]
SENTIMENT[bearish]
IMPROVEMENT_SUGGESTION[Including more detailed forward-looking statements or guidance from management would provide better insights into the company's strategic plans and operational adjustments moving forward.]
ETHICAL_RATING[D]
UPCOMING_CATALYST[Earnings release on Mar 03 could be a significant price catalyst, potentially clarifying the company's future direction and operational health.]
RILY_IN_33 [2025-04-16 18:45:17 -0400] 126 Bytes | 29 tokens | Cum: 7051 tkns (88.14% of 8k)
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====================================
[2025-04-16 18:45:17] # Analysis Completed
Elapsed Time: 26.87 seconds