Deep-Dive Due Diligence AI Generated Probe of Aeluma, Inc. Common Stock (ALMU)
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75
$12.00
58
Speculative
Bullish
Insider transactions and strategic financing moves
C
insider buying, high volatility, sales growth
Aeluma Surges Amid High Insider Confidence and Volatile Sales
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You're the expert here today. So, I pulled together a bunch of data for you to look over real fast. I'm looking at high-performance stocks today and Aeluma (ALMU) hit my radar screen, up to $10.66 from a prev close of $8.34 Do you think its got more juice or is it lacking potential? It's 12:13 PM on Mon Apr 28, 2025 and I have to decide: buy or sell!
--- COMPANY PROFILE ---
Company: Aeluma (ALMU)
IPO: 2022-07-26 (2 Years Ago)
Market Cap: $96,190,734
Shares Outstanding: 14,900,000
Industry: SEMICONDUCTORS & RELATED DEVICES
Exchange: XNAS
Description: Aeluma Inc is a semiconductor company specializing in sensors and communications. It is developing sensor technology for mobile devices and vehicles. The company develops novel optoelectronic devices for sensing and communications applications. The company manufactures devices using high-performance compound semiconductor materials on large-diameter substrates that are commonly used to manufacture mass-market microelectronics. The applications include mobile, automotive, AI, defense & aerospace, communication, AR/VR and quantum computing.
Here’s a list of headlines for Aeluma:
Today 07:00AM - Aeluma to Ring the Nasdaq Stock Market Closing Bell on Thursday, May 1, 2025
Apr-25-25 03:39PM - Aeluma: A Semiconductor Company With Game-Changing Potential; DARPA/NASA Think So
Apr-23-25 07:00AM - Aeluma Receives U.S. Department of Energy Contract for Scalable Semiconductor Sensors
Mar-28-25 11:15PM - U.S. IPO Weekly Recap: CoreWeave Fails To Impress In Downsized IPO, As More Names Join The Pipeline
Mar-28-25 11:15PM 04:30PM - Aeluma Announces Closing of Oversubscribed Public Offering with $13.8 Million Gross Proceeds and Uplisting to Nasdaq Under Ticker 'ALMU'
Here's another list of headlines with menu handles.
I will deliver the full text of the following stories when you say their handle.
Just say, for example, B1, B2, etc.
B1 - 2024-11-19T10:00:00Z - WAGMI Announces Sponsors for the Biggest Blockchain Event in America
==============
-> THE ROLE FOR AI:
==============
1) You are the **AI analyst-investigator**, and this interaction represents a full **due diligence session** for Aeluma (ALMU).
Due diligence includes financial data, insider trading, relevant news, and any SEC filings — and may extend beyond classic fundamentals.
Your task is to identify whether this stock has momentum and potential.
2) I am **ScanScor**, a unified report generator that archives this session as part of our real-time diligence record.
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5) News articles, SEC filings, and key metrics will be revealed in subsequent prompts.
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We present this news so you can catch the big movers from recently breaking news.
Here's a list of news articles you can literally read just by asking.
Usually the first item is the most important.
A1 - 2025-04-28T11:12:04Z - Aeluma to Ring the Nasdaq Stock Market Closing Bell on Thursday, May 1, 2025 By Investing.com...
A2 - 2025-04-28T11:02:39Z - Aeluma to Ring the Nasdaq Stock Market Closing Bell on Thursday, May 1, 2025...
A3 - 2025-04-23T11:02:00Z - Aeluma, Inc.: Aeluma Receives U.S. Department of Energy Contract for Scalable Semiconductor Sensors...
A4 - 2025-04-23T11:11:39Z - Aeluma Receives U.S. Department of Energy Contract for Scalable Semiconductor Sensors...
A5 - 2025-04-23T11:11:39Z - Aeluma (ALMU) Receives U.S. Department of Energy Contract for Scalable Semiconductor Sensors...
Request an article by its reference number. (Ex., "A1" gets the first item)
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A1
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Showing A1 (chunk 1 of 5): A1:
**Aeluma to Ring the Nasdaq Stock Market Closing Bell on Thursday, May 1, 2025 By Investing.com**Date: 2025-04-28Source: {'uri': 'investing.com', 'dataType': 'news', 'title': 'Investing.com'}URL: https://www.investing.com/news/press-releases/aeluma-to-ring-the-nasdaq-stock-market-closing-bell-on-thursday-may-1-2025-93CH-4006847GOLETA, CA / ACCESS Newswire / April 28, 2025 / Aeluma, Inc. (NASDAQ:ALMU), a semiconductor company specializing in high-performance, scalable technologies for mobile, automotive, AI, defense and aerospace, communication, and quantum computing, announced today that it will visit the Nasdaq MarketSite in Times Square and ring the Closing Bell in celebration of the recent listing of its common stock on the Nasdaq Capital Market.
The ceremony will begin at approximately 3:45 p.m. ET on Thursday, May 1, 2025, and can be viewed live stream at: https://www.nasdaq.co
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Showing A1 (chunk 2 of 5): m/marketsite/bell-ringing-ceremony
"Aeluma is shaping the future of semiconductors in the age of AI, and we are honored to ring the Nasdaq Closing Bell," said Dr. Jonathan Klamkin, Founder and CEO of Aeluma. "In recognition of this milestone, we express our deepest gratitude to our team, our customers, our partners, and our shareholders, all of whom have been integral to Aeluma's growth and success. We look forward to continuing our journey together to bring high-performance semiconductors to mass markets."
With advanced semiconductor technology and scalable silicon integration, Aeluma is revolutionizing industries across AI, quantum computing, defense and aerospace, mobile, and communication. Bolstered by strategic government partnerships and a dedication to U.S.-based manufacturing, the company marks its Nasdaq listing as it drives semiconductor innovation for a smarter and more conn
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Showing A1 (chunk 3 of 5): ected world.
For photos, videos, and other content of the event, please visit: http://linkedin.com/nasdaq and: https://www.linkedin.com/company/aeluma.
About Aeluma, Inc.
Aeluma (www.aeluma.com) develops photonics and optoelectronics for sensing, computing, and communication applications. Aeluma has pioneered a technique to manufacture semiconductor chips using high-performance compound semiconductor materials on large-diameter substrates that are commonly used for mass-market microelectronics. The technology has the potential to enhance performance and scale manufacturing, both of which are critical for emerging applications. Aeluma is developing a streamlined business model from its headquarters in Santa Barbara, California that has a state-of-the-art manufacturing cleanroom. Its transformative semiconductor chip technology may impact a variety of markets including mobile, defense a
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Showing A1 (chunk 4 of 5): nd aerospace, AI, automotive, AR/VR, quantum, and communication. Aeluma differentiates itself with unique semiconductor manufacturing capability, proprietary technology, the ability to perform rapid prototyping, and a broad set of product offerings.
Forward-Looking Statements
All statements in this press release that are not historical are forward-looking statements, including, among other things, statements relating to the Company's expectations regarding its market position and market opportunity, expectations and plans as to its product development, manufacturing and sales, and relations with its partners and investors. These statements are not historical facts but rather are based on the Company's current expectations, estimates, and projections regarding its business, operations and other similar or related factors. Words such as "may," "will," "could," "would," "should," "anticip
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Showing A1 (chunk 5 of 5): ate," "predict," "potential," "continue," "expect," "intend," "plan," "project," "believe," "estimate," and other similar or related expressions are used to identify these forward-looking statements, although not all forward-looking statements contain these words. You should not place undue reliance on forward-looking statements because they involve known and unknown risks, uncertainties, and assumptions that are difficult or impossible to predict and, in some cases, beyond the Company's control. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described in the Company's filings with the Securities and Exchange Commission. The Company undertakes no obligation to revise or update information in this release to reflect events or circumstances in the future, even if new information becomes available.
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This is our list of SEC filings.
If empty, the search returned no recent filings.
S2 - 2025-03-28 8-K Item 1.01 Entry Into a Material Definitive Agrmt
On March 26, 2025, Aeluma, Inc. (the Company) entered into an Underwriting Agrmt (the Underwriting Agrmt) with Craig-Hallum Capital Group LLC, (the Underwriter), relating to the public offering (the Offering) of 2,285...
S3 - 2025-02-26 8-K Item 7.01. Regulation FD Disclosure
On February 24, 2025, the Company issued a press release announcing the addition of Mr. Byron to the Board. A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.
This information (including E...
S4 - 2025-02-11 10-Q PART I FIN INFO
Item 1. Fin Stmnts
Aeluma, Inc. and Subsidiary
Cons Balance Sheets
December 31, 2024 (unaudited) June 30, 2024 Assets Curr assets: Cash and cash equiv $ 3,063,059 $ 1,291,072 A/R 1,324,632 60,004 De...
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Showing S2 (chunk 1 of 6): S2:
Item 1.01 Entry Into a Material Definitive Agreement
On March 26, 2025, Aeluma, Inc. (the Company) entered into an Underwriting Agreement (the Underwriting Agreement) with Craig-Hallum Capital Group LLC, (the Underwriter), relating to the public offering (the Offering) of 2,285,714 shares of common stock, par value $0.0001 per share, of the Company (the Shares), at a public offering price of $5.25 per share. In addition, the Company granted the Underwriter an option to purchase up to an additional 342,857 shares of its common stock at the public offering price per share, less the underwriting discounts to cover over-allotments, if any, which option was exercised in its entirely on March 27, 2025. The Offering closed on March 28, 2025.
The Shares were offered under the Companys registration statement on Form S-1, as amended (File No. 333-285469), which was declared effective by th
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Showing S2 (chunk 2 of 6): e U.S. Securities and Exchange Commission (the SEC) on March 25, 2025, and a registration statement on Form S-1 filed pursuant to Rule 462(b) of the Securities Act of 1933, as amended (the Securities Act) which was filed with the SEC and became effective upon filing on March 26, 2025.
The aggregate gross proceeds of the Offering were approximately $13.8 million, prior to deducting underwriting discounts and other offering expenses, but including exercise in full of the over-allotment option. The net proceeds from the offering were approximately $12.7 million, after deducting the estimated underwriting discounts and commissions and estimated offering expenses payable by us, but including exercise in full of the over-allotment option. The Company intends to use the net proceeds from the Offering for e xpanding business development efforts, advancing manufacturing processes to support comm
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Showing S2 (chunk 3 of 6): ercialization traction, and working capital and general business purposes .
Pursuant to the Underwriting Agreement, the Company agreed to an underwriting discount of 7.0% per Share, to issue warrants to the Underwriter (the Warrant) to purchase up to 5.0% of the Shares sold in the Offering (including any shares sold in the Offering to cover over-allotments) at an exercise price equal to 115% of the public offering price, and also to pay the expenses of the Underwriter in connection with the Offering, including filing fees and Underwriters counsel legal fees, up to an aggregate of $125,000.
Our officers and directors have agreed, subject to certain exceptions, for a period of 90 days after the closing of this Offering, not to offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purc
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Showing S2 (chunk 4 of 6): hase, lend, or otherwise transfer or dispose of, directly or indirectly, any shares of common stock of the Company or any securities convertible into or exercisable or exchangeable for shares of common stock of the Company either owned as of the date of the Underwriting Agreement or thereafter acquired without the prior written consent of the Underwriter.
We, and any successor, have agreed, subject to certain exceptions, not to for a period of 90 days after the closing of the offering, (i) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, lend, or otherwise transfer or dispose of, directly or indirectly, or submit to, or file with, the Commission a registration statement under the Securities Act relating to, any shares of Stock or any securities convertible into or exer
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Showing S2 (chunk 5 of 6): cisable or exchangeable for Stock, or publicly disclose the intention to undertake any of the foregoing, or (ii) enter into any swap or other agreement that transfers, in whole or in part, any of the economic consequences of ownership of the Stock or any such other securities, whether any such transaction described in clause (i) or (ii) above is to be settled by delivery of Stock or such other securities, in cash or otherwise, without the prior written consent of the Underwriter, which shall not be unreasonably withheld, other than the Shares to be sold hereunder.
The Underwriter may, in its sole discretion and at any time or from time to time before the termination of the lock-up period, without notice, release all or any portion of the securities subject to lock-up agreements.
The foregoing descriptions of the Underwriting Agreement, Warrant and the form of lock-up agreement do not p
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Showing S2 (chunk 6 of 6): urport to be complete and are qualified in their entirety by reference to the full text of the Underwriting Agreement and Warrant, copies of which are attached hereto as Exhibit 1.1 and Exhibit 4.1 and are incorporated herein by reference.
This report shall not constitute an offer to sell or the solicitation to buy nor shall there be any sale of the securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the se...
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This is our set of metrics for Aeluma.
Please analyze the numbers.
+--------------------+----------------------+------------------------+-------------------+
| Volume: 127,738 | Perf Month: 54.87% | Option/Short: No / Yes | Sales Y/Y TTM: - |
+--------------------+----------------------+------------------------+-------------------+
| Avg Volume: 47.86K | Perf Quarter: 43.62% | Short Float: 0.94% | ROE: -392.69% |
+--------------------+----------------------+------------------------+-------------------+
| Rel Volume: 6.50 | Index: - | Short Ratio: 1.58 | ROI: -456.71% |
+--------------------+----------------------+------------------------+-------------------+
| RSI (14): 78.92 | Market Cap: 159.29M | Short Interest: 0.08M | Sales Surprise: - |
+--------------------+----------------------+------------------------+-------------------+
| ATR (14): 0.78 | Shs Outstand: 12.24M | Beta: - | EPS Surprise: - |
+--------------------+----------------------+------------------------+-------------------+
| SMA20: 44.81% | Shs Float: 8.09M | Sales Q/Q: 513.14% | P/E: - |
+--------------------+----------------------+------------------------+-------------------+
| SMA50: 53.70% | Inst Own: 0.22% | Sales past 5Y: - | Earnings: - |
+--------------------+----------------------+------------------------+-------------------+
| SMA200: 105.78% | Insider Own: 48.81% | Employees: 13 | |
+--------------------+----------------------+------------------------+-------------------+
| Perf Week: 49.14% | Insider Trans: 0.00% | Debt/Eq: - | |
+--------------------+----------------------+------------------------+-------------------+
The next section covers any insider trading by Aeluma officers or majority shareholders (if available).
Inside Trans: Aeluma, Inc. (ALMU) by Tompkins Mark N. (Unknown Title) on 2025-03-27
- Common Stock: 200000 shares at $3.5 (D) Footnote: On August 5 and August 27, 2024, the Reporting Person purchased from the Issuer, in a private placement exempt from registration under the Securities Act, $500,000 and $200,000, respectively, principal amount ($700,000 in the aggregate) of the Issuer's 0% convertible promissory notes with a maturity date of June 30, 2026. The form of the notes was filed with the Securities and Exchange Commission by the Issuer on August 6, 2024, as an exhibit to a Current Report on Form 8-K: https://www.sec.gov/Archives/edgar/data/1828805/000121390024065747/ea021072201ex10-2_aeluma.htm. The notes were convertible into shares of the Issuer's common stock only upon the occurrence of certain specified future events and at a price that was to be determined at the time of conversion(2) The conversion events included: (a) upon an equity financing resulting in gross proceeds to the Issuer of at least $5,000,000, the notes would convert at a price per share equal to 85% of the per share price paid by the investors in the financing; and (b) upon the Issuer's stock being accepted for listing on a national securities exchange or market, the notes would convert at a price per share equal to 85% of the volume weighted average price of the common stock for the five trading days immediately prior to the listing; provided that the conversion price would not be lower than a specified floor price nor higher than $3.50 per share. On March 27, 2025, as a result of the Issuer's public offering of shares of common stock at $5.25 per share for gross proceeds exceeding $5,000,000 and the listing of the common stock on the Nasdaq Capital Market, the notes converted in full at $3.50 per share into 200,000 shares of common stock.
- Convertible Promissory Note: N/A shares at $3.5 (D) Footnote: On August 5 and August 27, 2024, the Reporting Person purchased from the Issuer, in a private placement exempt from registration under the Securities Act, $500,000 and $200,000, respectively, principal amount ($700,000 in the aggregate) of the Issuer's 0% convertible promissory notes with a maturity date of June 30, 2026. The form of the notes was filed with the Securities and Exchange Commission by the Issuer on August 6, 2024, as an exhibit to a Current Report on Form 8-K: https://www.sec.gov/Archives/edgar/data/1828805/000121390024065747/ea021072201ex10-2_aeluma.htm. The notes were convertible into shares of the Issuer's common stock only upon the occurrence of certain specified future events and at a price that was to be determined at the time of conversion(2) The conversion events included: (a) upon an equity financing resulting in gross proceeds to the Issuer of at least $5,000,000, the notes would convert at a price per share equal to 85% of the per share price paid by the investors in the financing; and (b) upon the Issuer's stock being accepted for listing on a national securities exchange or market, the notes would convert at a price per share equal to 85% of the volume weighted average price of the common stock for the five trading days immediately prior to the listing; provided that the conversion price would not be lower than a specified floor price nor higher than $3.50 per share. On March 27, 2025, as a result of the Issuer's public offering of shares of common stock at $5.25 per share for gross proceeds exceeding $5,000,000 and the listing of the common stock on the Nasdaq Capital Market, the notes converted in full at $3.50 per share into 200,000 shares of common stock.
[Company Financial Summary]
[Company Details]
Name: N/A
Market Cap: N/A
Shares Outstanding: N/A
Sector: N/A
[Financial Statements - Latest Quarter]
Total Assets: N/A
Total Liabilities: N/A
Total Equity: N/A
Revenue (Quarter): N/A
Net Income: N/A
Earnings Per Share (EPS): N/A
[Price Metrics - Last 30 Days]
Latest Close: 10.66
Average Volume: 91011.9
30-Day High: 10.66
30-Day Low: 6.1
No detailed financial data available.
==== END OF FINANCIAL REPORT ====
You are now requested to write a summary analysis of Aeluma (ALMU).
Please complete the report using the exact format:
FIELD[value]
1) BRIEF_SUMMARY[]
One well-worded paragraph summarizing your findings about Aeluma.
2) MARKET_SCORE[]
This conversation was initiated because ALMU is currently experiencing upward price and volume movement.
Estimate a number between 1–100 based on the likelihood of a continued upward price move for ALMU.
Weigh relevant data — news, filings, fundamentals, and metrics — and assign appropriate weight.
3) PRICE_TARGET[]
Suggest a price, based on all prior evidence and past price behavior, ALMU could reach in the current or upcoming trading sessions (1–5 days).
For example, if you expect ALMU to increase 50% from its current price of $6.25, say: PRICE_TARGET[9.38]
4) AI_RPT_HEADLINE[]
Write a thought-provoking 8–12 word headline summarizing this report.
5) SQUEEZE_POTENTIAL[]
Give a score from 1 to 100 representing the potential for this stock to become an active short squeeze play.
Be honest and unbiased. Consider short interest/float, price movement, volume, news strength, and volatility potential.
6) TAGS[]
List 3–6 comma-separated tags (e.g., biotech, earnings beat, squeeze setup)
7) STOCK_TYPE[]
Choose the most accurate classification: growth, value, turnaround, hype, squeeze, dividend, speculative, or other.
8) PRIMARY_CATALYST[]
e.g., earnings report, FDA approval, partnership, etc.
9) SENTIMENT[]
bullish, bearish, neutral, or mixed
10) IMPROVEMENT_SUGGESTION[]
If you believe some key info was missing, state what would have significantly improved your analysis of Aeluma.
11) ETHICAL_RATING[]
Rate Aeluma’s alignment with long-term shareholder interests, using a letter grade from A (high alignment) to F (low alignment).
Base this on actions such as insider buying/selling, share dilution, follow-through on public statements, and compensation practices.
12) UPCOMING_CATALYST[]
Specify any upcoming events you expect would be a catalyst affecting the share-price of Aeluma.
Provide any reasons you can use to support it.
Return only: FIELD[value] for each of the above 12 questions.
Respond with all data pairs. Take your best guess if you have to, but don't leave blank items.
Do not explain your answers. Return only the required fields in the exact format shown.
Finally, thank you for participating!
ALMU_IN_30 [2025-04-28 12:14:14 -0400] 1198 Bytes | 262 tokens | Cum: 6662 tkns (83.28% of 8k)
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1) BRIEF_SUMMARY[Aeluma (ALMU) has shown dramatic price and volume movements within the last quarter, characterized by a significant quarterly performance improvement of 43.62% and a monthly uptick of 54.87%. Its relative volume indicates much higher trading than usual. Despite this, financial health appears precarious with negative ROI and ROE figures, and a surge in sales Q/Q suggests volatile operational performance. High insider ownership signals confidence from management, while recent insider transactions indicate strategic financing moves.]
2) MARKET_SCORE[75]
3) PRICE_TARGET[12.00]
4) AI_RPT_HEADLINE[Aeluma Surges Amid High Insider Confidence and Volatile Sales]
5) SQUEEZE_POTENTIAL[58]
6) TAGS[insider buying, high volatility, sales growth]
7) STOCK_TYPE[speculative]
8) PRIMARY_CATALYST[insider transactions and strategic financing moves]
9) SENTIMENT[bullish]
10) IMPROVEMENT_SUGGESTION[More detailed current financial statements including profit margins and operational costs would improve analysis.]
11) ETHICAL_RATING[C]
12) UPCOMING_CATALYST[The potential for more strategic financial maneuvers or further insider transactions could influence ALMU's stock price.]
ALMU_IN_31 [2025-04-28 12:14:14 -0400] 126 Bytes | 29 tokens | Cum: 6691 tkns (83.64% of 8k)
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[2025-04-28 12:14:14] # Analysis Completed
Elapsed Time: 21.88 seconds